Financial Investments

Chapter 4, Part-I - Practice quizzes

Nelson Areal

Practice exercises

These are multiple choice questions that should be used to practice your level of mastery of the material.

They are sample exercises and should not be interpreted as a complete set of exercises that can be created for this chapter material.

Please note that doing the required readings is essential.

Question 1

If you are promised a nominal return of 14%, on a one year investment, and you expect the rate of inflation to be 17%, what real rate do you expect to earn?

É-lhe prometida uma rendibilidade nominal de 14%, para um investimento de um ano, e você espera que a taxa de inflação seja de 17%, qual a rendibilidade real esperada?

-2.56%

-3.0%

11.97%

14.0%

Consider the relation between nominal and real rates.

(1+r_n) = (1+r_r) \times (1+i)

(1+14\%) = (1+r_r) \times (1+17\%)

r_r=-2.56\%

Question 2

A Treasury bill pays a 1% rate of return. A risk averse investor __________ invest in a risky portfolio that pays 13% with a probability of 35% or 3% with a probability of 65% because __________.

Os Bilhetes do Tesouro proporcionam uma rendibilidade de 1%. Uma investidora avessa ao risco __________ investir numa carteira com risco que proporciona 13% com a probabilidade de 35% ou 3% com a probabilidade de 65% uma vez que __________.

would not; because the risk premium is positive / irá; recebe um prémio de risco positivo

would not; because she is not rewarded any positive risk premium / não irá ; não recebe um prémio de risco positivo

might; she is rewarded a risk premium / poderá; recebe um prémio de risco

cannot be determined / não é possível determina

Consider the expected return of the risky asset.

Let’s call ‘i’ the risky asset.

The expected return is: E[r_i] = 13\% \times 35\% + 3\% \times 65\% = 6.5\%

The asset risk premium is: E[r_i]-r_f = 6.5\%-1\%=5.5\%

The investor might consider to invest in such risky asset, but we cannot be sure that she will.

Question 3

Consider a treasury bill with a rate of return of 1% and the risky securities in the table below. The investor wants to combine the risk-free asset with one of the securities mentioned above. The security the investor would choose as part of his portfolio would be __________.

Considere que os Bilhetes do Tesouro proporcionam uma rendibilidade de 1% e a informação da tabela abaixo sobre activos com risco. O investidor quer combinar o activo isento de risco com um dos activos com risco acima mencionados. O activo com risco que irá escolher para fazer parte da sua carteira será o __________.

Asset / Activo E[r] Variance / Variância
A 0.165 0.133
B 0.219 0.035
C 0.184 0.04
D 0.211 0.125

A

B

C

D

Make sure to take into account the risk and reward dimensions.

Calculate the reward-to-variability ratio for each asset:

A \frac{(.165 - 0.01)}{.133^{0.5}} = 0.42502

B \frac{(.219 - 0.01)}{.035^{0.5}} = 1.11715

C \frac{(.184 - 0.01)}{.04^{0.5}} = 0.87

D \frac{(.211 - 0.01)}{.125^{0.5}} = 0.56851

Question 4

An investor invests 43% of his wealth in a risky asset with an expected rate of return of 21.9% and a variance of 9.2% and the remainder in a treasury bill that pays 1%. Her portfolio’s expected rate of return and standard deviation are __________ and __________ respectively.

Uma investidora investe 43% da sua riqueza num activo com risco com uma rendibilidade esperada de 21.9% e uma variância de 9.2%, e o restante em bilhetes do tesouro com uma rendibilidade de 1%. Essa carteira terá uma rendibilidade esperada de __________ e um desvio padrão de __________.

11.45%; 13.04%

9.99%; 3.96%

9.99%; 9.42%

9.99%; 13.04%

E[r_p] = 0.43\times 0.219 + (1-0.43)\times 0.01 \\ = 0.09987

\sigma_{p} = 0.43\times \sqrt{0.092} \\ = 0.13042546

Question 5

You have $135370 available to invest. The risk-free rate is 4%, and the borrowing rate is 6%. The return on the risky portfolio is 8.2%. If you wish to earn a 12.2% return by combining these two assets in a portfolio, you should __________.

Você dispõe $135370 para investir. A taxa isenta de risco é de 4%, e pode pedir emprestado à taxa de 6%. A rendibilidade esperada do activo com risco é de 8.2%. Se quiser obter uma rendibilidade esperada de 12.2% pela combinação desses dois activos deverá __________.

invest $128924 in the risk free asset / investir $128924 no activo isento de risco

borrow $128924 / pedir emprestado $128924

invest $246127 in the risk free asset / investir $246127 no activo isento de risco

borrow $246127 / pedir emprestado $246127

Be careful! The borrowing rate is different from the risk-free rate.

E[r_p] = y\times 0.082 + (1-y)\times 0.06 \\ 0.122 = y\times 0.082 + (1-y)\times 0.06 \\ y= 2.81818

Amount invested in the risk-free asset = (1-y) \times 135370 = -246127.

This means that you should borrow: $246 127

Question 6

The return on the risky portfolio is 16.5%. The risk-free rate as well as the investor’s borrowing rate is 2%. The standard deviation of return on the risky portfolio is 27.3%. If you want to combine the two assets in a portfolio with the a standard deviation of 31.3%, the expected return on this portfolio will be __________.

A rendibilidade do activo com risco é de 16.5%. A taxa isenta de risco e dos empréstimos é de 2%. O desvio padrão da carteira com risco é de 27.3%. Se quiser combinar estes dois activos numa carteira com um desvio padrão de 31.3%, a rendibilidade dessa carteira será __________.

18.625%

18.75%

18.92%

19.21%

First calculate the weights of a portfolio with a standard deviation of 31.3% and then calculate the expected return of such portfolio.

\sigma^2_p = y^2 \times \sigma_c^2 \\ 0.313^2 = y^2 \times 0.273^2\\ y=1.14652

Now we can calculate the expected return of such investment:

E[r_p] = y\times E[r_c] + (1-y)\times r_f \\ E[r_p] = 1.14652\times 0.165 + (1-1.14652)\times 0.02 \\ E[r_p] = 0.18625